Document Type : Research Paper

Author

Professor, Faculty of Psychology and Education, University of Tehran, Tehran, Iran

Abstract

 
With regard to the role of resource allocation mechanisms on improving performance and the fact that the resource allocation conventional mechanisms are not effective, this article aims at developing a multi-stage process to explore the appropriateness of the mechanism through conducting statistical simulations. For that purpose, we use five sets of data on the performance of higher education units (HEUs) and conduct statistical simulation employing data envelopment analysis (DEA) and the Malmquistindex. First, efficiency scores of HEUs have been measured, then, resources have been reallocated based on the efficient situation of the units, and finally the effects of reallocation of resources on productivity changes have been evaluated using the Malmquist index. Findings show that inefficiency is a dominant phenomenon across the higher education units. Reallocation of resources affects the performance of the units substantially depending on the type of mechanism implemented. Efficiency-based allocation mechanism is found to be the most appropriate mechanism which simultaneously increases efficiency and productivity. As a result, the simultaneous improvement of efficiency and productivity is recommended as a crucial criterion to evaluate the appropriateness of resource allocation mechanisms employing statistical simulation based on DEA and Malmquist index.

Keywords

آزاد، الهه؛ کتابی، سعیده؛ سلطانی، ایرج و باقرزاده، مجید. (1390). تحلیل کارایی و تخصیص منابع به بخش‌های مختلف بیمارستان شریعتی اصفهان با استفاده از تحلیل پوششی داده‌ها، مدیریت اطلاعات سلامت، ویژه نامه اقتصاد سلامت، (8) 7. 947-938.
انتظاری، یعقوب و محجوب، حسن. (1392). انتخاب سازکار و روش مناسب برای تخصیص منابع عمومی به آموزش عالی، فصلنامه پژوهش و برنامه‌ریزی در آموزش عالی، 19 (2)، 49-68.
امامی‌میبدی، علی؛ خوشکلام خسروشاهی؛ موسی، و مهدوی، روح‎الله. (1390). کارایی و بهرهوری از دیدگاه اقتصادی. تهران: انتشارت دانشگاه علامه‎طباطبایی.
جلالی، ام‎البنین؛ نصراللهی، زهرا و هاتفی مجومرد، مجید. (1398). اثر کمک در فعالیت تیمی بر چرخش انگیزه‎های فردی: رهیافت اقتصاد آزمایشگاهی در قالب یک بازی پویا. فصلنامه پژوهشنامه اقتصادی، 73 (19)، 205-175.
دباغ، رحیم و جواهریان، لیلا. (1395). بهره‌وری واحدهای آموزشی و پژوهشی در دانشگاه‌های جامع دولتی ایران، فصلنامه پژوهش و برنامه‌ریزی در آموزش عالی، 22 (2)، 123-99.
شفیعی، مرتضی و انگاشته، بلقیس. (1395). تخصیص بهینه منابع انسانی به پایگاه‌های اورژانس با استفاده از مدل تحلیل پوششی داده‌های متمرکز، پژوهش‌های مدیریت منابع سازمانی، 1 (6)، 132-105.
عباسپور، عباس؛ کرامتی تولایی، محمدمهدی؛ رحیمیان، حمید و جهانگرد، اسفندیار. (1398). اعتباربخشی الگوی تامین مالی نظام آموزش عالی ایران. فصلنامه پژوهشنامه اقتصادی، 74 (19)، 200-165.
فلاح‌نژاد، رضا و داوودی، علیرضا. (1389). تخصیص منابع به گروه بهینه با استفاده از تحلیل پوششی داده‌ها. پژوهشگر (فصلنامه مدیریت)، 19 (7)، 87-80.
گرایی‌نژاد، غلامرضا. (1399). مقالههایی در باره بودجه و کاربردهای آن در ایران. تهران: انتشارات پرچین.
نادری، ابوالقاسم. (1394). مالیه آموزش. تهران. انتشارات دانشگاه تهران.
نادری، ابوالقاسم. (1396). اندازه‌گیری شاخص بهره‌وری مالم‌کوئیست واحدهای دانشگاهی با رویکرد چندسطحی. گزارش طرح پژوهشی. دانشگاه تهران.
نادری، ابوالقاسم. (1397). تحلیل و ارزیابی کارایی تخصیص منابع دانشگاه‌های منتخب با رویکرد چندسطحی. منوگراف.
نادری، ابوالقاسم. (1399). تخصیص منابع عملکردمحور در آموزش عالی: جعبه‌ای سیاه حاوی تناقض ارتقای کارایی و کاهش بهره‌وری، فصلنامه پژوهش و برنامه‌ریزی در آموزش عالی، 26 (3)، 18-1.
Abaspur, A.; Keramati Toolaee, M.; Rahimian, H. and Jahangard, E. (1398/2019). Validity of Financing Model of Higher Education System in Iran. Economic Research Journal. 74(19). 165-200. [In Persian]
Aigner, D.; Lovell, C.A.K. and Schmidt, P. (1977). Formulation and Estimation of Stochastic Frontier Production Function Models. Journal of Econometrics. 6(1). 21–37.
Asmild, M.; Paradi, J. C. and Pastor, J. T. (2009). Centralized Resource Allocation BCC Models. Omega. 37(1). 40-49.
Azad, E.; Ketabi, S.; Soltani, I. and Bagherzade, M. (1390/2011). Analyzing Efficiency and Resource Allocation in Departments of Isfahan’s Shariati Hospital Using DEA. Health Information Management. 7(8). 938-947. [In Persian]
Bastani, M.; Ketabi, S.; Maddahi, R. and Ahari, R. M. (2020). Efficient Resource Allocation to Social Security Organization Hospitals in Iran by Using Centralized Data Envelopment Analysis. J. Health Man. & Info. 7(1). 59–67.
Beasley, J. (1990). Comparing University Departments. Omega. 18(2). 171-183.
Beasley, J. E. (2003). Allocating Fixed Costs and Resources Via Data Envelopment Analysis. European Journal of Operational Research. 147(1). 198–216.
Bell, E.; Fryar, A.; Hillman, N. and Tandberg, D. (2018). When Intuition Misfires: A Meta-analysis of Performance-Based Funding. In: Ellen Hazelkorn, Alexander McCormick, and Hamish Coates (eds.) Research Handbook on Quality, Performance and Accountability in Higher Education. Edward Elgar Publishing. 
Bell, El. (2018). Why Performance-based Funding Fails to Improve College Graduation Rates - and How States Can do Better. Scholars Strategy Network.
CabAllero, R.; Galache, T.; Go´mez, T.; Molina, J. and Torrico, A. (2004). Budgetary Allocations and Efficiency in the Human Resources Policy of a University Following Multiple Criteria. Economics of Education Review. 23(1). 67–74.
Casper, C. A. and Henry, M. S. (2001). Developing Performance-oriented Models for University Resource Allocation. Research in Higher Education. 42(3). 353-376.
Charnes, A.; Cooper, W.W. and Rhodes, E. (1978). Measuring the efficiency of decision making units. European Journal of Operational Research. 2 (6). 429-444.
Coelli, T.J. (1996). Assessing the Performance of Australian Universities Using Data Envelopment Analysis. Mimeo. Centre for Efficiency and Productivity Analysis, University of New England.
Cook, W. D. and Kress, M. (1999). Characterizing an Equitable Allocation of Shared Costs: A DEA Approach. European Journal of Operational Research. 119(3). 652–661.
Crain, W. M. and O’Roark, J. B. (2004). The Impact of Performance-based Budgeting on State Fiscal Performance. Economics of Governance. 5(2). 167–186. 
Dabbagh, R. and Javaherian, L. (1395/2016). Productivity of Higher Education Units in Comprehensive Public Universities. Research and Planning in Higher Education Journal. 22(2). 99-123. [In Persian]
Deniozos, D.; Solliard, M. and Paltenghi, J. J. (1976). Resource Allocation Processes and Internal Government in Swiss Universities. Higher Education. 5(4). 397-406.
Ding, T.; Chen, Y.; Wu, H. and Wei, Yu. (2017). Centralized Fixed Cost and Resource Allocation Considering Technology Heterogeneity: A DEA Approach. Ann. Oper. Res. Published online: 11 February 2017.
Du, J.; Cook, W. D.; Liang, L. and Zhu, J. (2014). Fixed Cost and Resource Allocation Based on DEA Cross-efficiency. European Journal of Operational Research. 235(1). 206–214.
Emamimaebodi, A.; Khoshkalam Khosroshahi, M. and Mahdavi, R. (1390/2011). Efficiency and Productivity from the View Point of Economics. Tehran: Alame Tabatabaee University Press. [In Persian]
Emrouznejad, A. and Yang, G. (2018). A Survey and Analysis of the First 40 Years of Scholarly Literature in DEA 1978–2016. Socio-Economic Planning Sciences. 61. 4-8.
Entezari, Y. and Mahjoob, H. (1392/2013). Choosing Appropriate Mechanism and Method for Allocating Public Resources in Higher Education. Research and Planning in Higher Education Journal. 19(2). 49-68. [In Persian]
Falahnejad, R. and Davoodi, A. (1389/2010). Resource Allocation to Optimum Group Using DEA. Researcher (Management Journal). 19(7). 80-87. [In Persian]
Fang, L. (2013). A Generalized DEA Model for Centralized Resource Allocation. European Journal of Operational Research. 228(2). 405–412.
Fang, L. and Zhang, C.-Q. (2008). Resource Allocation Based on the DEA Model. Journal of the Operational Research Society. 59(8). 1136-1141.
Färe, R.; Grosskopf, S. and Roos, P.  (1998). Malmquist Productivity Indexes: A Survey of Theory and Practice. In: Rolf Färe, Shawna Grosskopf, and R. Robert Russell. Index Numbers: Essays in Honour of Sten Malmquist. Kluwer Academic Publishers.
Făre, R.; Grosskopf, S.; Lindgren, B. and Roos, P. (1992). Productivity changes in Swedish Pharmacies 1980-1989: A non-parametric Malmquist Approach. Journal of Productivity Analysis. 3(1/2). 85-101.
Farrell, M.J. (1957). The Measurement of Productive Efficiency. Journal of the Royal Statistical Society. A, General 120 (pt. 3). 253-281.
Fernandes, M. and da Silva, G. (2000). Budgeting and Resource Allocation in Universities: A Public Choice Approach. RAE - Revista de Administração de Empresas. 40(4). 48-55.
Geraeenejad, G. (1399/2020). Articles on Budget and Its Applications in Iran. Tehran: Parchin Press. [In Persian]
Greene, W. (2005). Reconsidering Heterogeneity in Panel Data Estimators of the Stochastic Frontier Model. Journal of Econometrics. 126(2). 269–303.
Hadi-Vencheh, A.; Foroughi, A. A. and Soleimani-damaneh, M. (2008). A DEA Model for Resource Allocation. Economic Modelling. 25(5). 983–993.
Hakim, S.; Seifi, A. and Ghaemi, A. (2016). A Bi-level Formulation for DEA-based Centralized Resource Allocation Under Efficiency Constraints. Computers & Industrial Engineering. 93(March). 28–35.
Hillman, Nicholas (2016). Why Performance-based College Funding Doesn’t Work. The Century Foundation.  
Ho, W.; Higson, H. E. and Dey, P. K. (2007). An Integrated Multiple Criteria Decision Making Approach for Resource Allocation in Higher Education. International Journal of Innovation and Learning. 4(5). 471-486.
Jalali, O.; Nasrollahi, Z. and Hatefi Majoomard, M. (1398/2019). The Effect of Teamworking on Individual Incentives: Experimental Economic Approach within a Dynamic Game. Economic Research Journal. 73(19). 175-205. [In Persian]
José, M. and López, G. (2006). Towards Decentralized and Goal-oriented Models of Institutional Resource Allocation: The Spanish Case. Higher Education. 51(4). 589-617.
Kaikkonen, D. (2016). Shifting from Enrollment-to Performance-based Funding in Higher Education What Can We Learn from Washington's Experience. Education Finance and Policy. 11(4). 482-498.
Kao, C. and Hung, H. T. (2008). Efficiency Analysis of University Departments: An Empirical Study. Omega. 36(4). 653-664.
Kershaw, J. A. and Mood, A. M. (1970). Resource Allocation in Higher Education. The American Economic Review. 60(2). 341-346.
Kong, D. (2005). Performance-based Budgeting: The U.S. Experience. Public Organization Review: A Global Journal. 5. 91–107. 
Korhonen, P. and Syrjänen, M. (2004). Resource Allocation Based on Efficiency Analysis. Management Science. 50(8). 1134-1144.
Liefner, Ingo. (2003). Funding, Resource Allocation, and Performance in Higher Education Systems. Higher Education. 46(4). 469–489.
Lozano, S. and Villa, G. (2004). Centralized Resource Allocation Using Data Envelopment Analysis. Journal of Productivity Analysis. 22. 143–61.
Naderi, A. (1394/2015). Education Finance. Tehran: University of Tehran Press. [In Persian]
Naderi, A. (1396/2017). Measuring the Malmquist Index of University Units Using Multilevel Modelling Approach. Research Report. University of Tehran. [In Persian]
Naderi, A. (1397/2018). Evaluating Efficiency of Resource Allocation in Selected Universities Using Multilevel Modelling Approach. Mimeo. [In Persian]
Naderi, A. (1399/2020). Performance-based Resource Allocation in Higher Education: A Black Box of Efficiency Improvement and Productivity Reduction Paradox. Research and Planning in Higher Education Journal. 26(3). 1-18. [In Persian]
Santos, J. L. (2007). Resource Allocation in Public Research Universities. Review of Higher Education. 30(2). 125-144.  
Shafiee, M. and Engashte, B. (1395/2016). Optimum Allocation of Human Resources in Emergency Stations Using Centralized DEA. Organizational Resource Management Research. 1(6). 105-132. [In Persian]
Sinuany-Stern, Z. (1984). A Network Optimization Model for Budget Allocation in a Multi-campus University. Journal of the Operational Research Society. 35(8). 749-757.
Thanassoulis, E. (1996). A Data Envelopment Analysis Approach to Clustering Operating Units for Resource Allocation purposes. Omega, Int. J. Mgmt Sci. 24(4). 463-476.
Wang, D. D. (2019). Performance-based Resource Allocation for Higher Education Institutions in China. Socio-Economic Planning Sciences. 65. 66-75.
Yang, Z. and Zhang, Q. (2015). Resource Allocation Based on DEA and Modified Shapley Value. Applied Mathematics and Computation. 263(C). 280–286.